Financial

Portfolio Risk Monitor

Dynamic portfolio management system that continuously evaluates investment holdings against market conditions to implement appropriate risk mitigation actions.

This template can be edited in GoRules BRMS

Solution

This intelligent portfolio monitoring system safeguards investments by continuously evaluating customer holdings against changing market conditions. The system analyzes market volatility, downward trends, and economic indicators to calculate current risk exposure. It assesses portfolio composition, focusing on high-risk asset percentages, current volatility levels, and deviation from target allocations.

Based on comprehensive risk calculations, the system determines appropriate actions using weighted factors from market conditions, portfolio exposure, and volatility metrics. When moderate risk is detected, customized alerts are generated with specific recommendations. For portfolios that have drifted significantly from targets or face high risk, the system suggests precise rebalancing actions with detailed allocation adjustments. In critical scenarios, immediate risk mitigation strategies are implemented, including automatic defensive reallocation for clients who have enabled this feature.

How it works

The decision graph processes portfolio data through a series of specialized evaluation nodes:

  1. Market Condition Assessment: Evaluates current volatility index and market trend percentage to determine overall market conditions and assigns a risk factor.
  2. Portfolio Exposure Analysis: Calculates risk exposure based on high-risk asset percentage and current market conditions.
  3. Volatility Assessment: Measures portfolio volatility against market risk factors to determine susceptibility to market movements.
  4. Risk Score Calculation: Computes a weighted risk score using market, exposure, and volatility factors to categorize overall portfolio risk.
  5. Action Determination: Based on risk category, portfolio drift, and market conditions, the system selects the appropriate response.
  6. Response Execution: Implements one of four actions: generating alerts, suggesting portfolio rebalancing, implementing risk mitigation strategies, or confirming no action is required.

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